OCTAGON CREDIT INVESTORS, LLC

RIASEC RegisteredEst. 2011

Total AUM

$35.1B

Discretionary

$35.1B

100% of AUM

Avg account

$266M

Accounts

132

Employees

100

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 155336
Registered since: January 3, 2011
Website: www.octagoncredit.com
Custodians: THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles88.16%
Insurance Companies5.05%
Pension & Profit Sharing Plans4.57%
Investment Companies2.08%
Corporations / Businesses0.14%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Octagon Credit Investors, LLC is a privately held investment manager that focuses on credit-oriented strategies for institutional clients. Organized as an LLC and SEC-registered since 2011, the firm operates as both an adviser and a sponsor/manager of pooled vehicles and performs commodity pool operator/commodity trading advisor (CPO/CTA) activities. Its advisory scope includes portfolio management for investment companies, pooled investment vehicles, and businesses or institutions. Fee arrangements combine asset-based fees with performance-linked compensation. The firm identifies itself as an active ESG investor and maintains industry connections across broker-dealers, insurance firms, real estate brokers, and other investment-advisory intermediaries.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Private Funds69%
Other28%
Cash & Cash Equivalents3%

Owners & executives

3 of 7

MICHAEL NECHAMKIN
Co-Chief Investment Officer & Senior Portfolio ManagerCRD 2112762
CHERYL ZABALA
Chief Compliance OfficerCRD 6123999
JUNG LEE
Chief Operating Officer & Chief Financial OfficerCRD 2791334