OCEAN FINANCIAL ADVISORS LLC

Overview

Ocean Financial Advisors LLC is a small, privately held investment advisory firm organized as an LLC that focuses on individualized portfolio management. The firm’s client base is exclusively individuals and families, and it provides both discretionary portfolio management and advisory services for small businesses and institutional clients. Its fee model is mixed — percentage-of-AUM, fixed fees and commission arrangements are all part of how the firm charges clients — which indicates a blend of fiduciary portfolio management and transaction-based business. The firm is not an active ESG investor, is not registered as a multi-state adviser, and does not describe itself as a pension consultant or related adviser. Industry affiliations include broker-dealer, banking/thrift institution and insurance company relationships, which supports a business model that combines advisory accounts with brokerage and insurance product distribution. Given the very small client base and account count, Ocean Financial Advisors emphasizes tailored solutions over scalable product-platform strategies.

Assets & Accounts

Location & Offices