Oatley & Diak, LLC

Overview

Oatley & Diak, LLC is an independent registered investment adviser that focuses on advising individuals and families through fee-based planning and portfolio management. The firm operates primarily as a discretionary manager, using separate managed accounts and pooled mutual fund exposure to build equity-focused portfolios. Its advisory services span financial planning, portfolio management for both individuals and small businesses, and publication of client communications, which suggests a mix of ongoing portfolio oversight and periodic market commentary. Investment posture is clearly equity-tilted. Filings show a strong preference for exchange-traded equities as the central building block of client portfolios, with a lean toward liquid, tradable instruments that support active management, tax-aware positioning and efficient rebalancing. The firm is not positioned as an ESG specialist and does not report pension consulting or multi-state adviser status. Pricing is a combination of a percentage of AUM and hourly charges for planning or one-off engagements.

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Location & Offices