Oake Financial LLC

Overview

Oake Financial LLC is a small independent registered investment adviser structured as a single-owner limited liability company that serves individual and family clients and small businesses. The firm provides financial planning and discretionary portfolio management, charging either a percentage of assets under management or fixed fees. Investment activity is tilted strongly toward publicly traded equities: the firm’s filings show a clear preference for exchange-traded instruments as the primary vehicle for client exposures. The boutique client base—23 clients with a relatively large average size—supports a hands-on advisory model. Portfolios appear to be managed on a discretionary basis with separate managed account capabilities (SMAs) used to deliver equity-focused strategies. While the firm is not flagged as an active ESG investor or a multi-state adviser, it does incorporate nontraditional exposures, including digital currency, alongside more conventional mutual fund allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices