OAK TREE INVESTMENT ADVISORS

Overview

Oak Tree Investment Advisors is a fee-based registered advisory firm focused on portfolio management for individuals and small businesses. Registered with the SEC in 2018 and owned by an individual, the firm runs a discretionary, equity-first approach: roughly three quarters of assets are held in exchange-traded equities and separate managed accounts. Oak Tree structures client relationships around percentage-of-AUM fees and serves a concentrated HNW client roster rather than institutional pensions or consultant mandates. The firm does not position itself as an ESG investor and is not registered as a multi-state adviser. Investment activity centers on equity allocation—both exchange-traded and individual stocks—supplemented by mutual funds for diversified sleeves. Oak Tree also allocates to third‑party hedge funds as part of its alternatives sleeve, using outside managers for non‑correlated return sources rather than building in-house private strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices