Oak Ridge Investments, LLC

RIASEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$435K
Accounts
3,920
Employees
13
Advisory reps
4

Firm details

Headquarters
Chicago, Illinois
CRD number
107066
Registered since
December 8, 1989
Custodians
AMERIPRISE FINANCIAL SERVICES, LLC, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM
Client types
  • Individuals56.35%
  • HNWI27.84%
  • Insurance Companies6.17%
  • Other4.92%
  • Corporations / Businesses3.86%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oak Ridge Investments, LLC is an institutional registered investment adviser that has been SEC registered since 1989. Structured as a limited liability company with domestic/individual ownership, the firm manages portfolios for both individuals and families as well as institutional clients. Its advisory work centers on portfolio management for individuals, small businesses and for businesses or institutions, and the firm charges fees based on a percentage of assets under management. Oak Ridge identifies as an active ESG investor and has been recognized on CNBC’s Top 100 Financial Advisory Firms list in 2019, 2020 and 2022.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$2.3M in ETFs

Passive

100%

$2.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 2000 GROWTH ETF (IWO)BlackRockPassiveSmall Growth$1.3M3,52153.75%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
10 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth