Oak Family Advisors, LLC

RIASEC RegisteredEst. 2016
Total AUM
$621M
Discretionary
$526M
85% of AUM
Avg account
$728K
Accounts
853
Employees
6
Advisory reps
5

Firm details

Headquarters
Chicago, Illinois
CRD number
141332
Registered since
July 11, 2016
Website
www.ofallc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.05%
  • Charitable Organizations7.41%
  • Individuals3.22%
  • Corporations / Businesses0.32%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Oak Family Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2016. The firm advises both individual and family clients as well as institutional accounts, offering financial planning and portfolio management specifically noted for individuals and small businesses. Compensation is through a mix of percentage-of-AUM fees and fixed-fee arrangements. The adviser does not present itself as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 21%, US Government Bonds 13%, Other 6%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 3%, Private Funds 2%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds21%
  • US Government Bonds13%
  • Other6%
  • Investment Grade Corp Bonds5%

Owners & executives

1 of 1
  • Terrence Wilson

    Terrence Wilson

    Chief Executive OfficerCRD 4883545

Contacts

3 of 4
  • Kathleen Helminski

    Kathleen Helminski

    ManagerCRD 6267305

  • John Fitzpatrick

    John Fitzpatrick

    Non-Executive ChairmanCRD 866553

  • William Driscoll

    William Driscoll

    Director of Research, Senior Wealth ManagerCRD 2834578

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$100M in ETFs

Passive

92%

$91.7M

Active

7%

$8.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)BlackRockPassiveUltrashort Bond$10M90,59310.00%
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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
150 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth