Northwind Financial LLC

Overview

Northwind Financial LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2026. The firm is owner-operated and focuses on serving individual and family clients, with advisory services that include financial planning and portfolio management for individuals and small businesses. Compensation methods include percentage-of-AUM fees as well as hourly and fixed-fee arrangements. Northwind does not position itself as an ESG investor, does not act as a pension consultant or capital allocator, and is not listed as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices