NORTHWIND FINANCIAL LLC
Firm details
- Headquarters
- BEND, Oregon
- CRD number
- 342069
- Registered since
- May 6, 2026
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.44%
- Individuals37.56%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Northwind Financial LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2026. The firm focuses on serving individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its billing is a mix of percentage-of-AUM fees, hourly charges and fixed fees. Northwind identifies as a newly formed, single-state adviser; it does not position itself as an active ESG investor, a capital allocator, a pension consultant, or a related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Public Funds/Mutual Funds11%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
2 of 2BRADLEY BOECK
Owner, Investment AdvisorCRD 4537399
KEVIN SERRAPEDE
Investment Advisor RepresentativeCRD 2074389
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BEND, OR
DESCHUTES
Location
BEND, OR
Headquartered in BEND, OR, anchoring the Bend-Prineville, OR metro in the West.
- Metro area
- Bend-Prineville, OR
- Region
- West
- County
- DESCHUTES
- Address
- 2445 NE Division St
- Time zone
- PT (UTC-8)
- Office locations
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