NORTHSIDE CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 1998
Total AUM
$6.9B
Discretionary
$2.1B
30% of AUM
Avg account
$9.2M
Accounts
757
Employees
17
Advisory reps
8

Firm details

Headquarters
HOOD RIVER, Oregon
CRD number
107784
Registered since
December 7, 1998
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Northside Capital Management LLC is a fee-based investment adviser focused on high-net-worth individuals and families and on business and institutional portfolios. The firm is an SEC-registered adviser since 1998 and operates as a capital allocator that combines direct portfolio management with the selection and oversight of third‑party managers. Its billing mixes percentage-of-AUM and fixed fees, and its advisory services explicitly cover portfolio management for individuals, small businesses and institutions, plus selection of other advisers — indicating regular use of sub‑advisors and outsourced fund managers within client programs. Northside places meaningful emphasis on income and dividend-oriented exposure at the equity level (its largest reported 13F holding is the iShares Select Dividend ETF). The firm has earned industry recognition, including placement on CNBC’s Top 100 Financial Advisory Firms list (2019) and FA Magazine’s Top RIA Firms list (2020), which reflects visibility among national RIA rankings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 45%, Exchange Traded Equities 26%, Public Funds/Mutual Funds 16%, Cash & Cash Equivalents 9%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%45%
  • Other45%
  • Exchange Traded Equities26%
  • Public Funds/Mutual Funds16%
  • Cash & Cash Equivalents9%
  • US Government Bonds1%

Owners & executives

2 of 2
  • JOHN PHILLIPS

    Principal And Chief Compliance OfficerCRD 4266892

  • DONALD DEWOLFE

    Managing Member and Chief Investment OfficerCRD 1073925

Contacts

3 of 6
  • ALANA MAG

    Principal, Investment ResearchCRD 4983991

  • ALEXANDER MCCULLOCH

    DirectorCRD 3031547

  • Eva Dewolfe

    TrusteeCRD 7928101

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 34

Active vs passive

$319M in ETFs

Passive

88%

$282M

Active

5%

$37.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SELECT DIVIDEND ETF (DVY)BlackRockPassiveLarge Value$99M653,94831.01%

Location

Primary office

HOOD RIVER, OR

HOOD RIVER

Location

HOOD RIVER, OR

Headquartered in HOOD RIVER, OR, in the West of the United States.

Region
West
County
HOOD RIVER
Address
116 3rd St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth