Northrock Investments, Pllc
Firm details
- Headquarters
- ,
- CRD number
- 306398
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI50.71%
- Individuals49.29%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Northrock Investments, Pllc is an independent registered investment adviser organized and operated under individual ownership. The firm serves primarily individual and family clients, offering financial planning and portfolio management for individuals and small businesses. It combines advisory work with insurance brokerage activities, and its fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. The firm is not identified as an active ESG investor, is not a multistate adviser, and does not list itself as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Non-Exchange Traded Equities20%
- Cash & Cash Equivalents5%
- Other1%
Contacts
1 of 1Georgia Rallis
Managing PrincipalCRD 2064563
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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