Northern Trust Global Investments Ltd

RIASEC RegisteredEst. 2001
Total AUM
$208B
Discretionary
$208B
100% of AUM
Avg account
$1.1B
Accounts
198
Employees
115
Advisory reps
6

Firm details

Headquarters
London,
CRD number
111900
Registered since
April 4, 2001
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC., STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pooled Investment Vehicles62.85%
  • Pension & Profit Sharing Plans24.42%
  • State / Municipal Government9.56%
  • Sovereign Wealth Funds2.22%
  • Investment Companies0.66%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Northern Trust Global Investments Ltd. is an institutional investment adviser that functions as a capital allocator for institutional clients. The firm manages portfolios for pooled investment vehicles and for businesses or other institutions, and it charges a mix of percentage-of-AUM and fixed fees. Registered with the SEC since 2001, the adviser is organized as a foreign entity and individual ownership structure and participates in a broad set of industry activities that include acting as an investment adviser, broker-dealer relationships, trust and banking affiliations, and sponsoring or serving as a GP/manager of pooled vehicles. The firm identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 6%, US Government Bonds 1%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • Sovereign Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4
  • Anna Hull

    Anna Hull

    Chief Risk OfficerCRD 6370742

  • Frances Mcilrath

    Frances Mcilrath

    Chief Compliance OfficerCRD 7089359

  • James Rippey

    James Rippey

    Chief Operating OfficerCRD 7357964

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Contacts

2 of 2
  • Richard Bartholomew

    Richard Bartholomew

    DirectorCRD 5138530

  • Bimal Shah

    Bimal Shah

    Head of Relationship ManagementCRD 6317553

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

London, null

Location

London, null

Headquartered in London, null.

Address
50 Bank St
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth