Northern Lights Advisors, Inc.
Firm details
- Headquarters
- Seattle, Washington
- CRD number
- 167824
- Registered since
- July 25, 2025
- Website
- nlria.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.69%
- Individuals10.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Northern Lights Advisors, Inc. is an independent registered investment adviser that serves individual and family clients. The firm offers financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee engagements. Northern Lights describes itself as an active ESG investor and reports an owner type of individual; the firm became SEC-registered in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities18%
- Cash & Cash Equivalents11%
- Private Funds3%
- US Government Bonds1%
Contacts
3 of 3
Martin Lundgren
PresidentCRD 5983774
Brian Whitaker
PartnerCRD 2463678
Kristina Draper
PartnerCRD 7200398
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 33Active vs passive
$115M in ETFs
100%
$115M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $24.1M | 375,705 | 21.00% |
Location
Seattle, WA
King
Location
Seattle, WA
Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- King
- Address
- 1448 Nw Market St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Fairview Partners Investment Management LLC
RIASeattle, WA
Pinnacle Partner Management LLC
RIASeattle, WA
Viewpoint Capital Management
RIASeattle, WA
Avatar Capital Management LLC
RIASeattle, WA
Madison Park Capital Advisors, LLC
RIASeattle, WA
22nw, LP
RIASeattle, WA