NORTHBROOK FINANCIAL GROUP, LLC

RIASEC Registered
Total AUM
$15M
Discretionary
$15M
100% of AUM
Avg account
$714K
Accounts
21
Employees
1
Advisory reps
1

Firm details

Headquarters
AUBURN, California
CRD number
130864
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.67%
  • Individuals43.33%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Northbrook Financial Group, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients with financial planning and portfolio management services, and it also works with small businesses for portfolio management. Its fee arrangements include asset-based fees, hourly billing, and fixed fees. Northbrook lists accounting among its business activities. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not described as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, US Government Bonds 20%, Cash & Cash Equivalents 15%65%
  • Exchange Traded Equities65%
  • US Government Bonds20%
  • Cash & Cash Equivalents15%

Contacts

1 of 1
  • GARY HENSON

    PresidentCRD 3096196

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

AUBURN, CA

PLACER

Location

AUBURN, CA

Headquartered in AUBURN, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
PLACER
Address
1010 Racquet Club Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth