Northbound Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Weston, Florida
CRD number
314549
Registered since
December 21, 2021

Firm profile

FINTRX

Overview

Northbound Securities LLC is organized as a limited liability company with ownership reported as a combination of a foreign entity and individual stakeholders. The firm's public profile in FINTRX is sparse: it is classified as unclassified, is not identified as a capital allocator, and is not flagged as an active ESG investor. The record also indicates the firm is not a multistate adviser, is not newly formed in the dataset, and is not listed as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Calvin Persaud

    Calvin Persaud

    Chief Compliance OfficerCRD 3261683

Contacts

2 of 2
  • Scott Silver

    Scott Silver

    Operations ProfessionalCRD 2290261

  • Federico Cicero

    Federico Cicero

    Compliance Analyst IICRD 7817143

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Weston, FL

Broward

Location

Weston, FL

Headquartered in Weston, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Broward
Address
15576 Sw 17th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth