NORTHBAY ADVISORS

RIASEC Registered
Total AUM
$6.1M
Discretionary
$4M
65% of AUM
Avg account
$125K
Accounts
49
Employees
1
Advisory reps
1

Firm details

Headquarters
ROHNERT PARK, California
CRD number
129214
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Northbay Advisors operates as an independent registered investment advisor (RIA) focusing on providing financial planning services and portfolio management for individual clients and small businesses. The firm is structured as a corporation and is owned by an individual. Northbay Advisors does not engage in capital allocation and does not classify itself as a multi-state adviser. While the firm does not actively pursue ESG investments, it offers a diverse range of services, including accounting, which complements its advisory activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Cash & Cash Equivalents 48%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%50%
  • Exchange Traded Equities50%
  • Cash & Cash Equivalents48%
  • Investment Grade Corp Bonds1%
  • Non-Investment Grade Corp Bonds1%

Contacts

1 of 1
  • DANIEL PETERSON

    FounderCRD 1152768

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ROHNERT PARK, CA

SONOMA

Location

ROHNERT PARK, CA

Headquartered in ROHNERT PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SONOMA
Address
6010 Commerce Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth