NORTH STAR INVESTMENT MANAGEMENT CORPORATION

RIASEC RegisteredEst. 2003

Total AUM

$2.5B

Discretionary

$2.4B

97% of AUM

Avg account

$947K

Accounts

2,643

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 117681
Registered since: April 28, 2003
Website: nsinvest.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI63.49%
Investment Companies15.9%
Individuals14.62%
Pension & Profit Sharing Plans5.18%
Charitable Organizations0.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

North Star Investment Management Corporation is an independent SEC-registered investment adviser (registered in 2003) that serves both individual/family and institutional clients. The firm functions as a capital allocator and provides a mix of fee models — percentage of AUM, hourly, and fixed fees — reflecting a flexible practice for different client needs. Core advisory services include financial planning, portfolio management across individuals, pooled vehicles and institutions, pension consulting, and selection of external managers. The firm is not positioned as an ESG investor and identifies as a domestic entity / individual ownership structure. It maintains relationships with other investment advisers and insurance companies to support its advisory and allocation activities.