Nordwand Advisors

RIASEC RegisteredEst. 2022

Total AUM

$4B

Discretionary

$2.7B

67% of AUM

Avg account

$12.9M

Accounts

307

Employees

10

Advisory reps

8

Firm details

Headquarters: Radnor, Pennsylvania
CRD number: 322936
Registered since: September 2, 2022
Website: nordwandcapital.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI69.4%
Charitable Organizations30.55%
Individuals0.05%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nordwand Advisors is an independent registered investment adviser formed as an LLC and SEC-registered in 2022. The firm acts as a capital allocator for both individual & family and institutional clients, charging percentage-of-AUM and fixed fees. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. The firm identifies as an active ESG investor and is classified as a domestic, independent RIA.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Cash & Cash Equivalents42%
Exchange Traded Equities38%
Private Funds14%
Public Funds/Mutual Funds3%
Other3%

Owners & executives

2 of 2

James Martin
Chief Executive OfficerCRD 1218618
Gerald Kane
Chief Compliance OfficerCRD 1598143

Contacts

3 of 6

Theodore Brooks
Founder & PartnerCRD 2860908
Douglas Delong
Managing Director & Senior Portfolio ManagerCRD 2752242
Patrick Mcginnis
Managing DirectorCRD 2281600

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 30

Active vs passive

$101M in ETFs

Passive

80%

$80.9M

Active

19%

$20.5M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD LARGE-CAP INDEX FUND (VV)	Vanguard	Passive	Large Blend	$29.9M	86,950	29.51%

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Primary office

Radnor, PA

Delaware

Location

Radnor, PA

Headquartered in Radnor, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area: Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region: Northeast
County: Delaware
Address: 150 N Radnor Chester Rd
Time zone: ET (UTC-5)
Office locations

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