NORDWAND ADVISORS

RIASEC RegisteredEst. 2022
Total AUM
$4B
Discretionary
$2.7B
67% of AUM
Avg account
$12.9M
Accounts
307
Employees
10
Advisory reps
8

Firm details

Headquarters
RADNOR, Pennsylvania
CRD number
322936
Registered since
September 2, 2022
Website
nordwandcapital.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.4%
  • Charitable Organizations30.55%
  • Individuals0.05%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nordwand Advisors is an independent, SEC-registered registered investment adviser organized as a limited liability company and first registered in 2022. The firm acts as a capital allocator and serves a mix of individual/family clients and institutional investors. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of sub-advisers. Fee arrangements combine percentage-of-AUM and fixed-fee structures. The firm identifies itself as an active ESG investor and is classified as a domestic entity/individual ownership structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 42%, Exchange Traded Equities 38%, Private Funds 14%, Public Funds/Mutual Funds 3%, Other 3%, US Government Bonds 1%, Investment Grade Corp Bonds 1%42%
  • Cash & Cash Equivalents42%
  • Exchange Traded Equities38%
  • Private Funds14%
  • Public Funds/Mutual Funds3%
  • Other3%

Owners & executives

2 of 2

  • JAMES MARTIN

    Chief Executive OfficerCRD 1218618

  • GERALD KANE

    Chief Compliance OfficerCRD 1598143

Contacts

3 of 6

  • THEODORE BROOKS

    Founder & PartnerCRD 2860908

  • DOUGLAS DELONG

    Managing Director & Senior Portfolio ManagerCRD 2752242

  • PATRICK MCGINNIS

    Managing DirectorCRD 2281600

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$91.5M in ETFs

Passive

77%

$70.1M

Active

23%

$21.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD LARGE-CAP INDEX FUND (VV)VanguardPassiveLarge Blend$26M87,00028.41%
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Location

Primary office

RADNOR, PA

DELAWARE

Location

RADNOR, PA

Headquartered in RADNOR, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
150 N Radnor Chester Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth