Nomura Investment Management Business Trust

RIASEC RegisteredEst. 1988

Total AUM

$144B

Discretionary

$144B

100% of AUM

Avg account

$497M

Accounts

290

Employees

778

Advisory reps

Firm details

Headquarters: Philadelphia, Pennsylvania
CRD number: 105390
Registered since: May 31, 1988
Website: www.macquarie.com
Custodians: THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies63.55%
Insurance Companies24.26%
Pooled Investment Vehicles3.45%
Corporations / Businesses3.05%
State / Municipal Government2.38%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nomura Investment Management Business Trust is organized as a hedge-fund-classified adviser that provides portfolio management across a range of client types, including individuals, families and institutions. The firm is SEC-registered (since 1988) and combines AUM-, fixed-fee and performance-based pricing. Its advisory scope covers separately managed accounts, pooled investment vehicles and investment companies, and it also engages in selecting other advisers. The firm reports being an active ESG investor and maintains multiple industry roles beyond advisory work—affiliations include broker-dealer activity, commodity/futures capacities (CPO/CTA, futures commission merchant) and sponsorship or general partner roles for pooled vehicles.