Nomura Investment Management Business Trust

RIASEC RegisteredEst. 1988

Total AUM

$144B

Discretionary

$144B

100% of AUM

Avg account

$497M

Accounts

290

Employees

778

Advisory reps

Firm details

Headquarters: Philadelphia, Pennsylvania
CRD number: 105390
Registered since: May 31, 1988
Website: www.macquarie.com
Custodians: THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies63.55%
Insurance Companies24.26%
Pooled Investment Vehicles3.45%
Corporations / Businesses3.05%
State / Municipal Government2.38%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nomura Investment Management Business Trust operates as a hedge-fund-classified investment adviser that manages portfolios for both private clients (individuals and families) and institutional investors. The firm provides portfolio management across a range of client structures — separate accounts, pooled vehicles and investment companies — and also performs manager selection for external advisers. Its business and regulatory footprint extends beyond pure advisory work: the firm is affiliated with broker-dealer and commodity/futures activities and acts as a sponsor or general partner for pooled vehicles. Fee arrangements are mixed: the firm charges asset-based fees, fixed fees and performance-linked fees depending on the product or mandate. Nomura Investment Management Business Trust identifies as an active ESG investor, indicating ESG factors are incorporated into at least some investment or stewardship processes.