NOMURA CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2023

Total AUM

$384M

Discretionary

$384M

100% of AUM

Avg account

$192M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 324417
Registered since: January 11, 2023
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles54.17%
Investment Companies45.83%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nomura Capital Management LLC is a small, institutionally oriented investment adviser formed as a limited liability company and registered with the SEC in 2023. The firm focuses on portfolio management for investment companies, pooled investment vehicles and institutional entities and operates in roles tied to commodity/futures activity (CPO or CTA). Its client base is institutional rather than retail, and its fee arrangements include both a percentage-of-assets model and performance-based compensation, consistent with managers that run pooled funds or manage institutional mandates. Investment activity centers on active management across pooled vehicles and bespoke institutional accounts. The firm does not position itself as an ESG-driven investor. Given its business lines and industry affiliations — which include relationships with broker-dealers, swap dealer registration, futures commission merchant activity and sponsorship roles for pooled vehicles — Nomura Capital Management appears structured to run and administer alternative-oriented strategies alongside traditional portfolio management assignments.