Nomura Capital Management LLC

RIASEC Registered

Total AUM

$651M

Discretionary

$651M

100% of AUM

Avg account

$326M

Accounts

Employees

167

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 324417
Registered since: January 11, 2023
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies67.07%
Pooled Investment Vehicles32.93%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nomura Capital Management LLC is an institutional registered investment adviser organized as an LLC and SEC-registered in 2023. The firm serves institutional clients and provides portfolio management for investment companies, pooled investment vehicles, and businesses or institutions. It also operates in commodity futures/commodities capacity (CPO/CTA). The firm’s fee model combines a percentage-of-AUM charge with performance-based fees. Ownership is indicated as a mix of a domestic entity and individual ownership. Nomura Capital Management maintains a range of industry affiliations that extend beyond advisory work, including broker-dealer relationships, sponsor/GP roles for pooled vehicles, trust and banking connections, registered swap-dealer activity, and involvement with futures commission merchant and insurance-company-type services.