Nine30 Advisors LLC

Overview

Nine30 Advisors LLC is a small, fee-based advisory firm that focuses on portfolio management for individual and family clients, including small businesses. The firm charges a percentage-of-AUM fee and does not position itself as an ESG investor. Registered with the SEC in 2024, Nine30 runs a concentrated equity-oriented approach: their filings show a clear preference for exchange-traded equities as the primary building block of client portfolios. The business model centers on tailored management for individual and family clients rather than institutional or pension consulting work. Investment activity is modest in scale but tilted toward liquid, publicly traded securities—primarily equities via exchange-traded vehicles and mutual funds. The firm reports no status as a capital allocator and does not list multi-state advisory activity beyond maintaining two office locations. Advisory services are straightforward: discretionary portfolio management for individuals and small businesses, suggesting client relationships where the adviser implements ongoing investment decisions on behalf of clients.

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Public Holdings

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Location & Offices