NINE THIRTY CAPITAL MANAGEMENT, LLC

Overview

Nine Thirty Capital Management, LLC is an SEC-registered advisory firm organized as an LLC and operating since 2004. The firm functions as both an independent RIA and a sponsor/manager of pooled private funds, positioning itself as a capital allocator for institutional investors. Its advisory mandate centers on managing pooled investment vehicles and selecting external advisers; it also serves as sponsor, general partner and managing member of those vehicles. Compensation comes from a combination of a percentage-of-AUM fee and performance-based fees, which aligns with its focus on private fund strategies. The firm is not identified as an active ESG investor and does not report multi-state adviser status.

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