Nierenberg Investment Management Company, LLC
Firm details
- Headquarters
- ,
- CRD number
- 155416
- Registered since
- March 30, 2012
- Website
- www.d3familyfunds.com
- Custodians
- GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- Pooled Investment Vehicles98.1%
- Corporations / Businesses1.9%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Nierenberg Investment Management Company, LLC is a privately held investment manager organized as an LLC and registered with the SEC since 2012. The firm is classified as a hedge fund operator and provides portfolio management for pooled investment vehicles as well as for individuals and small businesses. It also performs CPO/CTA activities, indicating experience in commodity pool/commodity trading advisory work. The client base is institutional, and fee arrangements include a percentage-of-assets component alongside other fee structures. The firm does not describe itself as an active ESG investor and is not registered as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Cash & Cash Equivalents12%
Owners & executives
1 of 1Hannelore Bauer-kuehl
Chief Compliance Officer And Chief Financial OfficerCRD 4815555
Contacts
1 of 1
Damon Benedict
PartnerCRD 6331545
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$46.4M in ETFs
100%
$46.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $46.4M | 461,047 | 100.00% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Birch Capital Management, LLC
RIACreo Capital Partners Management LLC
RIAMiami, FL
NDH Opportunity LLC
RIAPortland Private Wealth Management, Inc.
RIAPortland, OR
Crew Capital Management, Ltd.
RIACincinnati, OH
Hutchinson & Ziegler Financial Advisors, Inc.
RIASan Rafael, CA