Nierenberg Investment Management Company, LLC

RIASEC RegisteredEst. 2012

Total AUM

$235M

Discretionary

$235M

100% of AUM

Avg account

$58.9M

Accounts

4

Employees

3

Advisory reps

2

Firm details

Headquarters: ,
CRD number: 155416
Registered since: March 30, 2012
Custodians: GOLDMAN SACHS & CO. LLC
Fee structure: Percentage of AUM, Other
Client types: Pooled Investment Vehicles98.1%
Corporations / Businesses1.9%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nierenberg Investment Management Company, LLC is an SEC-registered investment adviser organized as an LLC and registered in 2012. The firm is classified as a hedge fund and operates as a commodity pool operator/commodity trading advisor (CPO/CTA). It manages portfolios for both pooled investment vehicles and for individuals or small businesses, and its client base is described as institutional. Fee arrangements include a percentage of assets under management plus other fee components. The adviser does not position itself as an active ESG investor and is owned by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities88%
Cash & Cash Equivalents12%

Owners & executives

1 of 1

Hannelore Bauer-kuehl
Chief Compliance Officer And Chief Financial OfficerCRD 4815555

Contacts

1 of 1

Damon Benedict
PartnerCRD 6331545

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$55.4M in ETFs

Passive

100%

$55.4M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)	BlackRock	Passive	Ultrashort Bond	$55.4M	550,597	100.00%

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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