NFJ Investment Group, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 310902
- Registered since
- November 6, 2020
- Website
- www.nfjinv.com
- Custodians
- UBS FINANCIAL SERVICES INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies90.08%
- Other8.56%
- Corporations / Businesses0.73%
- State / Municipal Government0.64%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
NFJ Investment Group, LLC is an SEC-registered limited liability company that began registration in 2020 and operates as an institutional registered investment adviser. The firm charges fees based on a percentage of assets under management and lists its primary client base as institutional while also providing portfolio management services for individuals, small businesses, investment companies, pooled vehicles and other institutions. NFJ marks itself as an active ESG investor and, through its industry affiliations, participates in roles beyond pure advisory work—acting in capacities such as sponsor/GP/managing member of pooled vehicles and maintaining relationships with broker-dealers and commodity pool/CTA structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
3 of 5
John Mowrey
Chief Investment OfficerCRD 7337026
Matthew Carney
Vice President, Chief Compliance OfficerCRD 6689375
George Aylward
President and Chief Executive OfficerCRD 4932163
Contacts
3 of 3
Krysta Hill
Director, Product SpecialistCRD 5273526
Kristian Marca
Director, Portfolio ManagerCRD 5745546
Andra Purkalitis
Executive Vice PresidentCRD 3070864
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$358K in ETFs
100%
$358K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 VALUE ETF (IWD) | BlackRock | Passive | Large Value | $358K | 1,475 | 100.00% |
Location
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 2100 Ross Ave
- Time zone
- CT (UTC-6)
- Office locations
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