Next Phase Advisors

RIASEC Registered
Total AUM
$37.2M
Discretionary
$37.2M
100% of AUM
Avg account
$121K
Accounts
308
Employees
2
Advisory reps
2

Firm details

Headquarters
Cullman, Alabama
CRD number
331622
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals77.06%
  • HNWI22.94%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Next Phase Advisors is an independent, individual-owned RIA focused on providing financial planning and portfolio management to individuals, families and small business owners. The firm charges either a percentage of assets under management or fixed fees and lists financial planning and discretionary portfolio management as its core advisory activities. It does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a capital allocator to external fund managers. The firm maintains an industry relationship with an insurance company, which aligns with its use of annuities in client solutions. The business appears geared toward traditional wealth-management relationships rather than institutional consulting or large-scale alternative-fund placement.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 47%, Cash & Cash Equivalents 6%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds47%
  • Cash & Cash Equivalents6%

Contacts

2 of 2
  • Seth Layton

    Seth Layton

    Senior Associate AdvisorCRD 7550971

  • Jeremiah Nolen

    Jeremiah Nolen

    Retirement Income SpecialistCRD 5348075

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Cullman, AL

Cullman

Location

Cullman, AL

Headquartered in Cullman, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Cullman
Address
1120 2nd Ave Sw
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth