Next Level Private LLC

RIASEC Registered
Total AUM
$1.4B
Discretionary
$1.2B
91% of AUM
Avg account
$509K
Accounts
2,693
Employees
16
Advisory reps
16

Firm details

Headquarters
Harrison, New York
CRD number
313247
Registered since
August 18, 2021
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI70.67%
  • Individuals19.64%
  • Pension & Profit Sharing Plans9.15%
  • Corporations / Businesses0.41%
  • Charitable Organizations0.13%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Next Level Private LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm is registered with the SEC (registered in 2021) and serves both individuals and families as well as institutional clients. Its compensation model combines percentage-of-AUM fees with fixed fees. Advisory services listed include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm reports an affiliation with an insurance company and does not identify as an active ESG investor or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 33%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities33%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 110

Active vs passive

$421M in ETFs

Passive

74%

$313M

Active

23%

$108M

ETFProviderStyleCategoryValueShares% of portfolio
AMERICAN CENTURY US QUALITY GROWTH ETF (QGRO)PassiveLarge Growth$45M384,26310.69%

Location

Primary office

Harrison, NY

Westchester

Location

Harrison, NY

Headquartered in Harrison, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
500 Mamaroneck Ave
Time zone
ET (UTC-5)
Office locations

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