NEXPOINT ADVISORS, L.P.

RIASEC RegisteredEst. 2012
Total AUM
$131M
Discretionary
$131M
100% of AUM
Avg account
$32.8M
Accounts
4
Employees
67
Advisory reps
5

Firm details

Headquarters
DALLAS, Texas
CRD number
163564
Registered since
May 18, 2012
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles41.06%
  • Business Development Companies29.42%
  • Investment Companies22.66%
  • Corporations / Businesses6.87%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nexpoint Advisors, L.P. is a limited partnership that operates primarily as a commodity pool operator/commodity trading advisor and as an adviser to pooled investment vehicles and investment companies. The firm’s client base is institutional, and its advisory services focus on portfolio management for investment companies, pooled vehicles and for businesses or institutions. Fee income is structured as a percentage of assets under management. Investment activity centers on manager-led pooled structures rather than a large roster of separate retail accounts. Nexpoint’s regulatory filings indicate it is not an active ESG investor and is not registered as a multi-state adviser. Affiliations reported include relationships with broker-dealers, banking or thrift institutions, insurance companies and entities that act as sponsor, general partner or managing member of pooled investment vehicles, which underscores a business model built around sponsored funds and institutional partnerships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Owners & executives

1 of 1
  • Stephanie Vitiello

    Chief Compliance OfficerCRD 7432113

Contacts

3 of 4
  • JAMES DONDERO

    President and ChairmanCRD 2477893

  • FRANK WATERHOUSE

    TreasurerCRD 2960256

  • DUSTIN NORRIS

    President and Head of DistributionCRD 6624477

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
300 Crescent Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth