NEWMAN, NICHOLAS DRAKE

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
163333
Registered since
March 30, 2012

Firm profile

FINTRX

Overview

Nicholas Drake Newman operates as a sole-proprietor investment adviser registered with the SEC since 2012. The firm is classified as an unclassified adviser and is affiliated as an "Other Investment Adviser." It does not present itself as a multi-state adviser, a pension consultant, or a capital allocator, and it is not identified as an active ESG investor. The adviser’s visible activity centers on managing private fund vehicles rather than running a traditional retail advisory business or a broad public-accounts platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • NICHOLAS NEWMAN

    Sole ProprietorCRD 2677085

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
201 Tresser Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth