Newfront Retirement Services, Inc.

RIASEC RegisteredEst. 2014
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$9.8M
Accounts
106
Employees
31
Advisory reps
23

Firm details

Headquarters
San Mateo, California
CRD number
167641
Registered since
August 27, 2014
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, EMPOWER FINANCIAL SERVICES, INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans100%
Services
Pension Consulting

Firm profile

FINTRX

Overview

Newfront Retirement Services, Inc. is a corporate advisory firm that provides pension consulting and retirement-plan advisory services to institutional clients. The firm is organized as a domestic corporation, registered with the SEC since 2014, and operates as a fee-for-service pension consultant using a mix of percentage-of-AUM and fixed-fee billing. FINTRX flags the firm as affiliated with an insurance company and identifies its primary advisory activity as pension consulting rather than acting as a capital allocator or multi-state investment adviser. The firm does not identify as an active ESG investor in the available records.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Private Funds 13%87%
  • Public Funds/Mutual Funds87%
  • Private Funds13%

Owners & executives

1 of 1
  • Joni Jennings

    Joni Jennings

    Chief Compliance OfficerCRD 2367598

Contacts

3 of 22
  • Scott Mccloskey

    Scott Mccloskey

    Investment AnalystCRD 4900988

  • Jennifer Lukes

    Onboarding ManagerCRD 6417836

  • Trent Green

    Trent Green

    Account ManagerCRD 8248632

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Mateo, CA

San Mateo

Location

San Mateo, CA

Headquartered in San Mateo, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
777 Mariners Island Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth