NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2000

Total AUM

$121B

Discretionary

$119B

98% of AUM

Avg account

$129M

Accounts

939

Employees

364

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 109591
Registered since: March 20, 2000
Website: www.newyorklifeinvestments.com
Custodians: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Investment Companies96.25%
Corporations / Businesses1.17%
Pooled Investment Vehicles0.95%
Insurance Companies0.85%
Individuals0.47%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

New York Life Investment Management LLC is an SEC-registered investment adviser (registered in 2000) that serves both individual/family and institutional clients. The firm offers fee arrangements that include both asset-based percentage fees and fixed fees. Its advisory scope covers separate account portfolio management for individuals and small businesses, management for investment companies and pooled investment vehicles, and portfolios for businesses or institutions. The firm is also identified with CPO/CTA activity and lists a range of industry roles and affiliations — including relationships with broker-dealers, trust and insurance companies, and sponsorship or management roles in pooled investment vehicles. The firm does not identify as an active ESG investor in the available data. Its ownership is described as a domestic entity/individual structure and the firm is categorized as “unclassified” in the snapshot provided.