New York Life Investment Management LLC

RIASEC Registered

Total AUM

$121B

Discretionary

$119B

98% of AUM

Avg account

$129M

Accounts

939

Employees

364

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 109591
Registered since: March 20, 2000
Website: www.newyorklifeinvestments.com
Custodians: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Investment Companies96.25%
Corporations / Businesses1.17%
Pooled Investment Vehicles0.95%
Insurance Companies0.85%
Individuals0.47%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

New York Life Investment Management LLC is an institutional registered investment adviser organized as an LLC. The firm is SEC-registered (registration date: 2000) and serves both individual/family clients and institutional investors. Its advisory work spans separate account portfolio management for individuals and small businesses, management for investment companies and pooled vehicles, and portfolio services for institutions. The firm operates with fee models that include AUM-based percentages and fixed fees, and it lists CPO/CTA activities among its business lines. Public filings indicate the firm does not position itself as an active ESG investor.