New England Capital Financial Advisors LLC

RIASEC RegisteredEst. 1999

Total AUM

$768M

Discretionary

$710M

92% of AUM

Avg account

$246K

Accounts

3,121

Employees

Advisory reps

Firm details

Headquarters: Cheshire, Connecticut
CRD number: 109203
Registered since: December 30, 1999
Website: www.newenglandcapital.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals45.77%
HNWI44.66%
Pension & Profit Sharing Plans8.32%
Charitable Organizations0.89%
Corporations / Businesses0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

New England Capital Financial Advisors LLC is an independent, SEC-registered registered investment adviser that began registration in 1999 and is organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional and business clients. Its advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and educational seminars and workshops. Fee arrangements are a mix of percentage-of-AUM billing plus hourly and fixed-fee engagements. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser; it is also not categorized as a capital allocator.