Net Worth Advisory Services

RIASEC Registered
Total AUM
$12M
Discretionary
$12M
100% of AUM
Avg account
$667K
Accounts
18
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
118694
Custodians
CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI62.21%
  • Individuals37.79%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Net Worth Advisory Services is a sole-proprietor independent registered investment adviser that serves individual and family clients. The firm operates as an individual-owned capital allocator and provides a mix of financial planning and discretionary portfolio management for individuals, small businesses and other business or institutional clients. Services include selection of other advisers, which suggests they outsource or co-manage certain strategies with external managers. Fee arrangements are a combination of percentage-of-AUM billing and hourly charges. The firm does not identify as an active ESG investor and is not positioned as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, State & Local Bonds 8%, Investment Grade Corp Bonds 5%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 5%, US Government Bonds 4%73%
  • Exchange Traded Equities73%
  • State & Local Bonds8%
  • Investment Grade Corp Bonds5%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Leighton Roper

    OwnerCRD 1352012

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth