NEOS INVESTMENTS
Firm details
- Headquarters
- WESTPORT, Connecticut
- CRD number
- 321256
- Registered since
- July 15, 2022
- Website
- neosfunds.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Neos Investments is an SEC-registered limited liability company that provides institutional portfolio management services, with a stated focus on managing investment companies. The firm charges fees as a percentage of assets under management and reports its client base as institutional. It does not self-identify as a capital allocator and is not active on ESG integration. Regulatory details indicate SEC registration in 2022.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2CURTIS FLIPPEN
Chief Compliance OfficerCRD 3269185
ROBERT SHEA
Chief Operating Officer & Chief Financial OfficerCRD 2570266
Contacts
2 of 2GARRETT PAOLELLA
Co-Founder and Managing PartnerCRD 5348547
TROY CATES
Co-Founder & Managing PartnerCRD 3105780
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$1.3B in ETFs
99%
$1.3B
0%
$10.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD RUSSELL 2000 INDEX FUND (VTWO) | Vanguard | Passive | Small Blend | $662M | 6,604,674 | 50.46% |
Location
WESTPORT, CT
FAIRFIELD
Location
WESTPORT, CT
Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 13 Riverside Ave
- Time zone
- ET (UTC-5)
- Office locations
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