Nemo Capital

RIASEC RegisteredEst. 2019
Total AUM
$1.6M
Discretionary
$1.6M
100% of AUM
Avg account
$122K
Accounts
13
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
301309
Registered since
May 13, 2019
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals56.52%
  • HNWI43.48%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Nemo Capital is a small, adviser-owned wealth management firm that focuses on discretionary portfolio management for individual and family clients. The firm favors liquid equity exposure—primarily exchange-traded equities and ETFs—while also using mutual funds and selectively allocating to alternatives. Nemo Capital charges a percentage-of-AUM fee schedule and can assess performance-based fees on certain mandates, indicating flexibility for both traditional advisory accounts and performance-linked strategies. The firm is not positioned as an ESG investor, does not operate as a multi-state adviser, and does not provide pension consulting. Established as a corporate entity and SEC-registered in 2019, Nemo Capital presents as a boutique shop that manages concentrated equity portfolios for a limited client base.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Vikash Mathura

    CRD 7098515

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth