NBT Capital Management, Inc.

RIASEC Registered

Total AUM

$1.6B

Discretionary

$1.2B

77% of AUM

Avg account

$1.2M

Accounts

1,308

Employees

Advisory reps

Firm details

Headquarters: Norwich, New York
CRD number: 104932
Registered since: November 23, 1987
Website: www.nbtcapm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans78.03%
HNWI15.77%
Individuals6.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

NBT Capital Management, Inc. is an independent, corporation-structured registered investment adviser. The firm is SEC-registered (first registered in 1987) and serves both individual/family clients and institutional accounts. Core advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. Ownership is recorded as a mix of a domestic entity and individual ownership.