NBT CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 1987
Total AUM
$1.6B
Discretionary
$1.2B
77% of AUM
Avg account
$1.2M
Accounts
1,308
Employees
15
Advisory reps
9

Firm details

Headquarters
NORWICH, New York
CRD number
104932
Registered since
November 23, 1987
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans78.03%
  • HNWI15.77%
  • Individuals6.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

NBT Capital Management, Inc. is an independent registered investment adviser that has been operating since 1987. The firm serves both individual/family clients and institutional accounts and provides a mix of financial planning, discretionary portfolio management for individuals and small businesses, advisory services for businesses or institutions, and pension consulting. Its billing arrangements include asset-based fees as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%, Other 1%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 9
  • KEVIN NESTER

    Investment Adviser RepresentativeCRD 5294565

  • Douglas Coggins

    Senior Vice PresidentCRD 7885999

  • SCOTT PATTON

    Financial AdvisorCRD 2406868

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NORWICH, NY

CHENANGO

Location

NORWICH, NY

Headquartered in NORWICH, NY, in the Northeast of the United States.

Region
Northeast
County
CHENANGO
Address
52 S Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth