NAPIER PARK GLOBAL CAPITAL (US) LP
Firm details
- Headquarters
- New York, New York
- CRD number
- 166333
- Registered since
- January 22, 2013
- Website
- www.napierparkglobal.com
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles84.39%
- State / Municipal Government11.68%
- Pension & Profit Sharing Plans3.93%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Napier Park Global Capital (US) LP operates as a private investment manager organized as a limited partnership and registered with the SEC since 2013. The firm runs multiple fund strategies—its public profile classifies it as a hedge fund, private equity fund, securitized asset fund manager and a multifaceted fund manager—focused on institutional clients. It performs portfolio management for pooled investment vehicles and for businesses or institutions, and is also identified as a CPO/CTA. Napier Park charges percentage-of-AUM and performance-based fees. The firm does not identify as an active ESG investor and is not described as a multi-state adviser. Napier Park maintains a range of industry affiliations, including relationships with broker-dealers, banks or thrift institutions, insurance companies, and as sponsor or managing member of pooled investment vehicles. Its organizational ownership is listed as domestic entities and individuals rather than a single corporate parent.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Derivatives37%
- Cash & Cash Equivalents22%
- Private Funds18%
- Other11%
- Exchange Traded Equities6%
Owners & executives
2 of 2SONIA PLATA
Chief Compliance OfficerCRD 6170165
JONATHAN DORFMAN
Managing Principal and Chief Investment OfficerCRD 4025919
Contacts
3 of 5JAMES OBRIEN
Managing PrincipalCRD 1257015
Timothy Greatorex
Co-PresidentCRD 7300450
SPYRO STATHONIKOS
Managing DirectorCRD 5635101
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$10.7M in ETFs
100%
$10.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF (LQD) | BlackRock | Passive | Corporate Bond | $10.7M | 97,150 | 100.00% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 280 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
PHARO MANAGEMENT, INC.
RIANew York, NY
DRA ADVISORS LLC
RIANew York, NY
PINE RIDGE ADVISERS LLC
RIANew York, NY
KELSO & COMPANY, L.P.
RIANew York, NY
SYCAMORE PARTNERS
RIANew York, NY
WCAS MANAGEMENT CORPORATION
RIANew York, NY