NAPIER PARK GLOBAL CAPITAL (US) LP

RIASEC RegisteredEst. 2013
Total AUM
$14.6B
Discretionary
$14.6B
100% of AUM
Avg account
$231M
Accounts
63
Employees
137
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
166333
Registered since
January 22, 2013
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles84.39%
  • State / Municipal Government11.68%
  • Pension & Profit Sharing Plans3.93%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Napier Park Global Capital (US) LP operates as a private investment manager organized as a limited partnership and registered with the SEC since 2013. The firm runs multiple fund strategies—its public profile classifies it as a hedge fund, private equity fund, securitized asset fund manager and a multifaceted fund manager—focused on institutional clients. It performs portfolio management for pooled investment vehicles and for businesses or institutions, and is also identified as a CPO/CTA. Napier Park charges percentage-of-AUM and performance-based fees. The firm does not identify as an active ESG investor and is not described as a multi-state adviser. Napier Park maintains a range of industry affiliations, including relationships with broker-dealers, banks or thrift institutions, insurance companies, and as sponsor or managing member of pooled investment vehicles. Its organizational ownership is listed as domestic entities and individuals rather than a single corporate parent.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Derivatives 37%, Cash & Cash Equivalents 22%, Private Funds 18%, Other 11%, Exchange Traded Equities 6%, Non-Investment Grade Corp Bonds 3%, State & Local Bonds 1%37%
  • Derivatives37%
  • Cash & Cash Equivalents22%
  • Private Funds18%
  • Other11%
  • Exchange Traded Equities6%

Owners & executives

2 of 2
  • SONIA PLATA

    Chief Compliance OfficerCRD 6170165

  • JONATHAN DORFMAN

    Managing Principal and Chief Investment OfficerCRD 4025919

Contacts

3 of 5
  • JAMES OBRIEN

    Managing PrincipalCRD 1257015

  • Timothy Greatorex

    Co-PresidentCRD 7300450

  • SPYRO STATHONIKOS

    Managing DirectorCRD 5635101

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$10.7M in ETFs

Passive

100%

$10.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF (LQD)BlackRockPassiveCorporate Bond$10.7M97,150100.00%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth