Nantahala Capital Management, LLC

RIASEC RegisteredEst. 2011

Total AUM

$3.1B

Discretionary

$3.1B

100% of AUM

Avg account

$283M

Accounts

11

Employees

14

Advisory reps

5

Firm details

Headquarters: New Canaan, Connecticut
CRD number: 158081
Registered since: June 24, 2011
Website: www.nantahalapartners.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nantahala Capital Management, LLC is a hedge-fund–style advisor formed as an LLC and registered with the SEC in 2011. The firm primarily serves institutional clients and operates as a sponsor and general partner/manager of pooled investment vehicles. Its stated business activities include acting as a CPO/CTA and providing portfolio management for pooled vehicles. Compensation is a combination of a percentage-of-assets fee and performance-based fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Non-Exchange Traded Equities100%

Owners & executives

2 of 2

Qianqian Zhong
Chief Financial OfficerCRD 6937485
Demetrios (taki) Vasilakis
Chief Compliance OfficerCRD 2849377

Contacts

3 of 3

Wilmot Harkey
Managing MemberCRD 5934828
Daniel Mack
Managing MemberCRD 5934829
Jonathan Buba
Senior AnalystCRD 6736715

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New Canaan, CT

Fairfield

Location

New Canaan, CT

Headquartered in New Canaan, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Fairfield
Address: 130 Main St
Time zone: ET (UTC-5)
Office locations

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