MWA ASSET MANAGEMENT

RIASEC RegisteredEst. 2018
Total AUM
$306M
Discretionary
$306M
100% of AUM
Avg account
$706K
Accounts
433
Employees
2
Advisory reps
2

Firm details

Headquarters
DANVERS, Massachusetts
CRD number
142912
Registered since
March 19, 2018
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI87.68%
  • Individuals11.25%
  • Pension & Profit Sharing Plans1.07%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

MWA Asset Management is a privately owned corporate RIA that has been SEC-registered since 2018. The firm focuses on portfolio management for individuals and small businesses and primarily serves individual and family clients. Its fee model combines a percentage-of-AUM component with fixed fees. MWA does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not positioned as a pension consultant or capital allocator. The adviser lists its core offering as discretionary portfolio management for private clients. Industry affiliations are limited to adviser networks rather than broader institutional channels, and the firm reports an owner-type of an individual rather than a corporate parent or registered broker-dealer.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 7%, State & Local Bonds 6%, Public Funds/Mutual Funds 3%, US Government Bonds 2%, Other 2%, Non-Investment Grade Corp Bonds 1%68%
  • Exchange Traded Equities68%
  • Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents7%
  • State & Local Bonds6%
  • Public Funds/Mutual Funds3%

Contacts

2 of 2
  • MICHAEL CAPOBIANCO

    Financial AdvisorCRD 2159543

  • RANDALL TAVILLA

    Director, Portfolio ManagerCRD 4536334

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 96

Active vs passive

$43.3M in ETFs

Passive

92%

$39.8M

Active

3%

$3.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL MID-CAP GROWTH ETF (IWP)BlackRockPassiveMid Cap Growth$1.9M14,8374.39%

Location

Primary office

DANVERS, MA

ESSEX

Location

DANVERS, MA

Headquartered in DANVERS, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
ESSEX
Address
55 Ferncroft Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth