MULLOOLY ASSET MANAGEMENT, INC.

RIASEC RegisteredEst. 2015
Total AUM
$456M
Discretionary
$455M
100% of AUM
Avg account
$343K
Accounts
1,327
Employees
4
Advisory reps
4

Firm details

Headquarters
WALL TOWNSHIP, New Jersey
CRD number
121184
Registered since
May 4, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI55.67%
  • Individuals43.23%
  • Charitable Organizations1.1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mullooly Asset Management, Inc. is an independent, advisor-owned registered investment adviser that provides financial planning and portfolio management primarily to individuals and families, with some small-business clients. The firm charges fees based on a percentage of assets under management and may also use fixed fees. It is not structured as a capital allocator and does not identify as an active ESG investor. Mullooly was registered with the SEC in 2015 and received recognition as a Top RIA Firm from FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 4%, US Government Bonds 2%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities4%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • THOMAS MULLOOLY

    CEOCRD 1198938

Contacts

3 of 3
  • Thomas Mullooly

    Investment Adviser RepresentativeCRD 6705576

  • BRENDAN MULLOOLY

    Investment AdvisorCRD 6328392

  • Timothy Mullooly

    Certified Financial PlannerCRD 6603689

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$261M in ETFs

Passive

95%

$247M

Active

5%

$14.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI USA VALUE FACTOR ETF (VLUE)BlackRockPassiveLarge Value$34.7M243,73613.28%

Location

Primary office

WALL TOWNSHIP, NJ

MONMOUTH

Location

WALL TOWNSHIP, NJ

Headquartered in WALL TOWNSHIP, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MONMOUTH
Address
1971 State Route 34
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth