MSA FINANCIAL

RIASEC RegisteredEst. 2011
Total AUM
$1.4B
Discretionary
$1.4B
97% of AUM
Avg account
$430K
Accounts
3,271
Employees
19
Advisory reps
8

Firm details

Headquarters
BRAINTREE, Massachusetts
CRD number
107768
Registered since
June 13, 2011
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.73%
  • Individuals20.5%
  • Pension & Profit Sharing Plans2.63%
  • Corporations / Businesses0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

MSA Financial is an independent, owner-operated registered investment adviser organized as an LLC and SEC-registered since 2011. The firm acts as a capital allocator, serving both individual/family and institutional clients. Its advisory offering includes financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting-related services, and selection of third-party advisers. Fee arrangements include assets-under-management fees as well as hourly and fixed-fee engagements. MSA Financial is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 41%, Cash & Cash Equivalents 4%, State & Local Bonds 3%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents4%
  • State & Local Bonds3%

Contacts

3 of 8
  • BRANDON ROY

    Senior Associate & Financial AdvisorCRD 6696190

  • ROBERT ROY

    Financial AdvisorCRD 1528646

  • RICHARD STRAM

    Financial Advisor & Managing DirectorCRD 1705331

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 97

Active vs passive

$462M in ETFs

Passive

78%

$359M

Active

3%

$103M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM)Vanguard$82.9M559,76017.95%

Location

Primary office

BRAINTREE, MA

NORFOLK

Location

BRAINTREE, MA

Headquartered in BRAINTREE, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
NORFOLK
Address
25 Braintree Hill Office Park
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth