MSA Financial

RIASEC RegisteredEst. 2011
Total AUM
$1.4B
Discretionary
$1.4B
97% of AUM
Avg account
$430K
Accounts
3,271
Employees
19
Advisory reps
8

Firm details

Headquarters
Braintree, Massachusetts
CRD number
107768
Registered since
June 13, 2011
Website
www.msaplan.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.73%
  • Individuals20.5%
  • Pension & Profit Sharing Plans2.63%
  • Corporations / Businesses0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

MSA Financial is an independent, owner-operated registered investment adviser formed in 2011 and organized as a limited liability company. The firm positions itself as a fee-for-service capital allocator serving both individual and family clients as well as institutional and business accounts. Its fee arrangements include asset-based fees, hourly charges and fixed fees. Listed advisory capabilities encompass financial planning, portfolio management for individuals and for businesses or institutions, pension-related consulting and the selection of external advisers. The firm reports it is not an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 41%, Cash & Cash Equivalents 4%, State & Local Bonds 3%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents4%
  • State & Local Bonds3%

Contacts

3 of 8
  • Brandon Roy

    Brandon Roy

    Senior Associate & Financial AdvisorCRD 6696190

  • Robert Roy

    Robert Roy

    Financial AdvisorCRD 1528646

  • Richard Stram

    Richard Stram

    Financial Advisor & Managing DirectorCRD 1705331

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 97

Active vs passive

$462M in ETFs

Passive

78%

$359M

Active

3%

$103M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM)Vanguard$82.9M559,76017.95%
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Location

Primary office

Braintree, MA

Norfolk

Location

Braintree, MA

Headquartered in Braintree, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
25 Braintree Hill Office Park
Time zone
ET (UTC-5)
Office locations

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