MOXXIE MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2021
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BOULDER, Colorado
CRD number
315493
Registered since
July 16, 2021

Firm profile

FINTRX

Overview

Moxxie Management, LLC operates principally as a sponsor and manager of pooled investment vehicles, with venture capital identified as the firm’s primary investment focus. The firm serves in roles typical of a general partner or managing member, structuring and operating private funds rather than acting as a traditional retail wealth manager. Moxxie Management is SEC-registered (since 2021) and organized as a limited liability company under individual ownership. Its public filings indicate it does not function as a capital allocator, is not an active ESG investor, and does not report broad multi-state advisory activity. Business activity filings list the firm as engaged in “other financial product salesperson” work and show industry affiliations consistent with operating and sponsoring private investment vehicles. That positioning suggests a business model built around raising, managing and administering private funds rather than on advising individual retail accounts or providing large-scale institutional consulting.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • KATIE JACOBS STANTON

    Founder and General PartnerCRD 3002932

  • Alexander Roetter

    General PartnerCRD 7413156

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOULDER, CO

BOULDER

Location

BOULDER, CO

Headquartered in BOULDER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
BOULDER
Address
2525 Arapahoe Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth