MORSE ASSET MANAGEMENT, INC.

RIASEC RegisteredEst. 2016

Total AUM

$534M

Discretionary

$534M

100% of AUM

Avg account

$1.9M

Accounts

287

Employees

6

Advisory reps

5

Firm details

Headquarters: DARIEN, Connecticut
CRD number: 285650
Registered since: October 24, 2016
Custodians: CHARLES SCHWAB & CO., INC., CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: HNWI77.32%
Charitable Organizations12.13%
Individuals9.96%
Corporations / Businesses0.59%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Morse Asset Management, Inc. is a privately owned corporation that has been SEC-registered since 2016 and operates on a percentage-of-AUM fee model. The firm serves both individual and family clients as well as institutional and business accounts, offering portfolio management for individuals/small businesses and for businesses or institutions. Morse is not registered as a multi-state adviser, does not position itself as a capital allocator or pension consultant, and is not identified as an ESG-focused manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities90%
Public Funds/Mutual Funds6%
Investment Grade Corp Bonds2%
Cash & Cash Equivalents2%

Owners & executives

2 of 2

ROBERT MORSE
Chief Executive Officer & Chief Investment OfficerCRD 4819277
IAN MCLAUGHLIN
Chief Compliance OfficerCRD 4863096

Contacts

3 of 3

LAUREN ADELMAN
Principal, Vice PresidentCRD 5050539
JIAN WANG
Principal, Managing DirectorCRD 2632119
SARAH MORSE
OwnerCRD 6262004

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 113

Active vs passive

$40M in ETFs

Passive

65%

$25.8M

Active

34%

$14.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF (JEPQ)	JP Morgan	Active	Derivative Income	$9.8M	177,377	24.63%

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Primary office

DARIEN, CT

FAIRFIELD

Location

DARIEN, CT

Headquartered in DARIEN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: FAIRFIELD
Address: 23 Old Kings Hwy S
Time zone: ET (UTC-5)
Office locations

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