Moreno Capital

RIASEC Registered
Total AUM
$41.6M
Discretionary
$41.6M
100% of AUM
Avg account
$1.6M
Accounts
26
Employees
4
Advisory reps
1

Firm details

Headquarters
,
CRD number
332358
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI86.54%
  • Pension & Profit Sharing Plans9.86%
  • Individuals3.61%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Moreno Capital is an independent, LLC-structured registered investment adviser that serves both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include asset-based fees, fixed fees, and performance-linked fees. Moreno Capital does not identify as an active ESG investor and is not set up as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, US Government Bonds 23%, Derivatives 1%, Cash & Cash Equivalents 1%75%
  • Exchange Traded Equities75%
  • US Government Bonds23%
  • Derivatives1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Baltazar Moreno Fuentes

    Baltazar Moreno Fuentes

    Managing PartnerCRD 7776920

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth