Moreau Investment Management Co

RIASEC Registered
Total AUM
$61.8M
Discretionary
$61.8M
100% of AUM
Avg account
$1.3M
Accounts
47
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
108574
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI85.02%
  • Individuals14.98%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Moreau Investment Management Co. is a privately owned corporate RIA that advises individual and family clients on portfolio management, with an emphasis on fee-based relationships billed as a percentage of assets under management. The firm’s stated advisory activity centers on managing portfolios for individuals and small businesses. It is neither positioned as an institutional pension consultant nor an ESG-focused manager, and it does not present itself as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Cash & Cash Equivalents 10%, US Government Bonds 8%83%
  • Exchange Traded Equities83%
  • Cash & Cash Equivalents10%
  • US Government Bonds8%

Contacts

2 of 2
  • Roger Moreau

    PresidentCRD 1701859

  • Nicole Moreau

    SecretaryCRD 4377186

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth