Montgomery Capital Advisors LLC

RIASEC RegisteredEst. 2005

Total AUM

$130M

Discretionary

$130M

100% of AUM

Avg account

$1.6M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 138148
Registered since: November 29, 2005
Website: www.mca-texas.com
Fee structure: Percentage of AUM
Client types: HNWI51.4%
Individuals48.6%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Montgomery Capital Advisors LLC is an SEC-registered, single-owner limited liability company that provides discretionary portfolio management primarily for individuals, families and small businesses. The firm has operated since 2005 and charges clients on a percentage-of-AUM fee model. It does not identify as an ESG investor, does not operate as a multi-state adviser, and is not listed as a pension consultant or capital allocator. Core advisory activity centers on bespoke portfolio management for private clients rather than institutional consulting or platform sponsorship.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities90%
US Government Bonds8%
Cash & Cash Equivalents2%

Owners & executives

2 of 2

Mark Montgomery
Senior Portfolio Manager, Chief Investment OfficerCRD 1064981
Stephen Kinsella
Vice President, Chief Financial Officer & Chief Compliance OfficerCRD 5313780