MOK FINANCIAL PLANNING & TAX, INC.

Overview

MOK Financial Planning & Tax, Inc. is an independent registered investment adviser serving individuals and families with financial planning and portfolio management for individuals and small businesses. The firm charges a mix of percentage-of-AUM and fixed fees and operates under individual ownership. Investment activity shows a conservative bent: a large portion of client assets are held in cash and cash equivalents, and the firm supplements core holdings with mutual funds and a range of alternative third‑party managers. The adviser is not positioned as an ESG investor, does not operate as a capital allocator, and does not provide pension consulting services. Services focus on comprehensive planning paired with discretionary portfolio management. The firm manages client accounts on a discretionary basis and uses external fund managers where appropriate to access hedge funds, real estate strategies, commodities exposure, REITs, and upstream energy (oil & gas) opportunities. Custody and trading are routed through a single primary custodian.

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Location & Offices