Modern Wealth Management, LLC
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 324624
- Registered since
- May 2, 2023
- Website
- www.modwm.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI58.42%
- Individuals29.52%
- Pension & Profit Sharing Plans11.65%
- Charitable Organizations0.25%
- Corporations / Businesses0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Modern Wealth Management, LLC is an SEC-registered independent RIA organized as an LLC that positions itself as a multi-client adviser and capital allocator. It serves individual and family clients as well as institutional accounts, providing financial planning, portfolio management for individuals and small businesses, selection of other advisers, and investor education through periodicals and workshops. The firm charges a mix of percentage-of-AUM, hourly and fixed fees and, by reporting that it uses outside managers, operates both as a direct portfolio manager and as an allocator to third-party strategies. Modern Wealth Management does not identify as an active ESG investor and its public disclosures indicate it also acts in sponsor/GP roles for pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities10%
- Cash & Cash Equivalents5%
- Other2%
- US Government Bonds1%
Owners & executives
3 of 3
James Rankin
Chief Compliance OfficerCRD 6703923
Michael Capelle
Co-founder & Co-CEOCRD 4933023
Gary Roth
Co-founder & Co-CEOCRD 5021897
Contacts
3 of 145
Christopher Rett
Senior AdvisorCRD 6257449
Kelley Belmonte
Registered Client Service AssociateCRD 6276822
Drew Sprugel
Concierge SpecialistCRD 7563754
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 623Active vs passive
$8B in ETFs
63%
$5.1B
30%
$2.9B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY TOTAL BOND ETF (FBND) | Fidelity | Active | Intermediate Core Plus Bond | $369M | 8,110,234 | 4.61% |
Location
Kansas City, MO
Jackson
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Jackson
- Address
- 1712 Main St
- Time zone
- CT (UTC-6)
- Office locations
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