MLD INVESTMENT ADVISORY, INC.

RIASEC Registered
Total AUM
$18.8M
Discretionary
$18.8M
100% of AUM
Avg account
$588K
Accounts
32
Employees
1
Advisory reps
1

Firm details

Headquarters
HENDERSON, Nevada
CRD number
118571
Custodians
SCHWAB INSTITUTIONAL
Fee structure
Percentage of AUM
Client types
  • HNWI78.34%
  • Individuals21.66%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

MLD Investment Advisory, Inc. is a small, fee-based advisory firm that serves individual and family clients. The firm operates as a corporation owned by an individual and combines advisory work—portfolio management for individuals and small businesses—with broker-dealer registered representative and insurance-broker activities. Its client billing is based on a percentage of assets under management. MLD does not present itself as an ESG investor and appears focused on traditional wealth-management services rather than institutional consulting or multi-state advisory operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • MICHAEL DIERSEN

    Financial Advisor / PresidentCRD 1134513

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

HENDERSON, NV

CLARK

Location

HENDERSON, NV

Headquartered in HENDERSON, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
2850 W Horizon Ridge Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth