MINDFUL WEALTH

Overview

Mindful Wealth is a small, independent registered investment adviser organized as a limited liability company and owned by an individual principal. The firm’s practice centers on financial planning and portfolio management for individuals, families and small-business owners, and it also accepts some institutional clients. Fee arrangements are a mix of percentage-of-AUM billing, hourly charges and fixed fees, reflecting a hybrid advice model that combines ongoing investment management with project-based planning work. Investment activity is weighted toward discretionary mandates: the firm manages almost all client assets on a discretionary basis. Filings indicate a clear preference for pooled public vehicles—primarily mutual funds/public funds—as the core building blocks of client portfolios. Mindful Wealth is not an active ESG investor, does not serve as a pension consultant, and does not operate as a multi-state adviser under the filing data provided.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices