Mill Road Capital

RIASEC RegisteredEst. 2012
Total AUM
$754M
Discretionary
$754M
100% of AUM
Avg account
$151M
Accounts
5
Employees
12
Advisory reps
4

Firm details

Headquarters
Greenwich, Connecticut
CRD number
157095
Registered since
March 5, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Mill Road Capital LLC is a hedge-fund manager registered with the SEC in 2012. The firm is owned by an individual and serves institutional clients, providing portfolio management for pooled investment vehicles. It operates as a sponsor, general partner and managing member of those pooled vehicles rather than as a broad capital allocator. Compensation includes both a percentage-of-assets fee and performance-based fees. The firm is not listed as an active ESG investor, is not a multi-state adviser, and does not serve as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Lisa Mcgovern

    Lisa Mcgovern

    Managing Director, Chief Financial Officer and Chief Compliance OfficerCRD 2235951

Contacts

3 of 3
  • Thomas Lynch

    Thomas Lynch

    Senior Managing Director, FounderCRD 2127652

  • Eric Yanagi

    Managing DirectorCRD 4828994

  • Deven Petito

    Deven Petito

    Managing DirectorCRD 4981732

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
334 Pemberwick Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth