Milieu Personal Finance LLC

RIASEC Registered
Total AUM
$387K
Discretionary
$387K
100% of AUM
Avg account
$193K
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
331723
Fee structure
Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Milieu Personal Finance LLC is a small, fee-for-service advisory firm that focuses on individual and small-business financial planning and discretionary portfolio management. The firm acts as a capital allocator and also performs selection of other advisers, suggesting it can direct client capital to external managers when appropriate. The filing flags the firm as an active ESG investor, and that orientation appears to shape manager and product choices. The firm's business model leans toward straightforward equity exposure delivered through exchange-traded products and mutual funds rather than extensive multi-asset or private-market programs. Milieu charges fixed fees rather than percentage-based billing, which aligns with a planning-centered relationship model. As an owner-operated limited liability company, the adviser appears to run a compact practice with a focus on individualized portfolios and referrals to third-party advisers where clients need capabilities beyond the firm’s in-house scope.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Surin Mong

    Principal And Chief Compliance OfficerCRD 7921990

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth